Codes & Statutes----Chinese Companies and Securities Law
 

 

General & Incorporation
Company Law (2005 Rev);  PDF version Securities Law (2005 Rev); PDF version
Supreme Court Judicial Interpretation 1 Stock Issuance and Trading Regulations 1993
Foreign Invested Joint-stock Company Regulation on Administration of Companies (2005 Rev)
Admin Regulation on the Supervision of Listed Companies: Draft/ Measures Governing Registration of Registered Capital of Companies (2005 Rev)
Notices on Illegal Securities Activities 2008 Registration Rules for Foreign Invested Enterprises
  Guidelines for Listed Companies' Articles of Associations (2006)
   
Corporate Governance
Code of Corporate Governance (2002) Guidance for Independent Directors (2001)
Stock Option Rules 2006 Rules on the General Meetings of Shareholders 2006
  CSRC Rules on Major Sales (Draft);
Appendix: Independence requirements: a comparative law perspective  
   
Corporate Finance and Shares Offerings
IPO Rules 2006; CSRC IPO Reform Plan 2009 CSRC Measures Governing Securities Issuance and Underwriting (2006)
CSRC Rules on Share Issuance Examination Committee (2006) CSRC Measures Governing Securities Issuance by Listed Companies (2006)
CSRC IPO Guidance Work Rules (2001) IPO Price Inquiry System (2004)
Provisional Measures on Securities Listing Sponsorship System 2003 State Council Notice on Illegal Issuance
SSE Online Subscription Measures (2006) SZSE Online IPO Subscription 2006
Listed Companies Private Placement 2007 (Abolished) Securities Offering Rules before 2006
Listing and  Disclosure
Shanghai Stock Exchange Listing Rules 2008
(Repealed) Shanghai Stock Exchange (SHSE) Listing Rules 2006		 Shenzhen Stock Exchange (SZSE) Listing Rules 2006
SHSE Listing Guide 2006 SZSE Listing Guide 2006
  Shenzhen Stock Exchange Delisting Rules (2006)
CSRC Delisting Rules (2001) and (2003) CSRC Disclosure Rule No. 1: Prospectus (2006 Rev)
Information Disclosure Rules of Listed Companies (2007)  
Guidelines for Articles of Association of Listed Companies (2006)  
Guidelines for Articles of Association of Companies Listed Overseas (1994)  
Internet Disclosure of Prospectus (2001) CSRC Disclosure Rule No. 12: Legal Opinion
   
Mergers and Acquisitions
Takeover Measures (2006) Transfer of State and Legal Person Shares 2003
Measures Governing Foreign Acquisition of Domestic Enterprises (2006 Rev.); 2009 Amendments Measures Governing Strategic Investment of Foreign Investors in Listed Companies (2005)
Listed Companies Restructuring 2008 Provisions on Using Foreign Capital to Restructure SOEs (1998)
  Provisional Rules on Using Foreign Investment to Restructure SOEs (2002)
   
Trading and Transfer of Shares
SHSE Trading Rules (2006) Negotiated Transfer Rules 2006
SZSE Trading Rules (2006) Qualified Foreign Institutional Investors 2006
CSRC Rules on Securities Registration and Settlement (2006) CSRC Rules on Changes of Shareholdings of Directors/Managers 2007
CSRC Trading Restriction Rules 2007  
   
Securities Services and Industry
Legal Services Regulation of Securities Companies (2008) Regulations of Securities Companies Risk Control 2008
     
 

Shareholding Reform 2005-2006
Policy Opinions  
Administrative Measures (in Chinese)  
Administrative Measures (in English)  
Press release  
Pilot programme circular  
Drafting notes  
   
   
   
   
Corporate Closure and Insolvency
PRC Bankruptcy Law 2006  
   
Corporate and Securities Liability and Litigation
SPC Judicial Interpretation on Restructuring of SOEs (2003) SPC Misrepresentation Provisions (2003)
   
   
   
   
Tax and Other Matters
Corporate Income Tax Law 2007 Self-Regulatory Organizations
Corporate Social Responsibility Securities registration rules (2006)
   
Other Business Organizations
  Partnership Enterprise Law (2006) / Partnership Registration Regulation 2007
Private Enterprise Law (1988) Collective Enterprise Laws(1)        (2)
Sole Proprietorships Laws Town and Village Enterprises Laws
SOE Specials
Law on Enterprises owned by the Whole People (1988)
Transfer of SOE Assets Rules 2005 MBO Rules (2005)  
SASAC/CSRC Rules on State Shares Transfer 2007    
     
     
     
   
  Historical Documents
 
  Company Law (1993) PRC Securities Law (1998)
  PRC Bankruptcy Law (1986) FIE and Enterprise Income Tax Laws
   
  Administrative Rules Governing the Registration of Companies
(Promulgated by the State Council of China on June 24, 1994; in effect as of July 1, 1994)
   
  Partnership Law of the People's Republic of China
(Adopted at the 24th Session of the Standing Committee of the 8th National People's Congress on February 23, 1997)
   
  Law on Industrial Enterprises Owned by the Whole People (in effect)
(Adopted at the First Session of the Seventh National People's Congress and promulgated by Order No. 3 of the President of the People's Republic of China on April 13, 1988, and effective as of August 1, 1988)
   
  The Decision of The Central Committee of the Communist Party of China on Major Issues Concerning the Reform and Development of State-owned Enterprises
(Adopted at the Fourth Plenum of the 15th CPC Central Committee on September 22, 1999) (in effect)
 
 
 
NPC Lectures: 第十四讲——我国的证券法律制度(尚福林) CSRC: 2007 Securities Regulation Development
  chinalaw comments on corp sec law 1;
  fade comments
   
CSRC Administrative Actions
Insider Trading Information Disclosure  
     
     
     
 
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