中国证监会关于首次公开发行股票
公司招股说明书网上披露有关事宜的通知
（２００１年１月２０日 证监发行字〔２００１〕１３号）
各证券公司、拟上市公司：
为确保首次公开发行股票公司发行前招股说明书的及时有效披露，保护投资者合法权益，提高证券市场效率，促进证券市场的健康发展，现就招股说明书网上信息披露的有关事宜通知如下：
一、发行人及其主承销商除须按规定将招股说明书的书面文本备置在发行人公司住所、主承销商公司住所和拟上市证券交易所外，同时还应按照拟上市交易所的有关规定在其指定网站上披露，以供公众查阅。
二、股票发行前，主承销商须在刊登招股说明书概要的当日上午１０：００之前（但不得早于招股说明书概要刊登日之前），将招股说明书正文及部分附录和必备附件（审计报告、法律意见书、拟投资项目的可行性研究报告、盈利预测报告（如有）、如公司成立不满两年的还包括资产评估报告）在拟上市交易所指定的网站上公布。
三、网上披露的招股说明书应当与中国证监会核准的招股说明书版本一致，出现差错的，中国证监会将对有关责任人和责任人所在单位进行公开批评。因主承销商工作失误给投资者造成损失的，主承销商应承担全部责任，并及时采取措施补救。
四、主承销商应指定专人负责办理新股招股说明书的网上披露工作。
五、招股说明书网上披露的具体实施办法和工作流程须按照上海证券交易所、深圳证券交易所的有关规定执行。
本通知自２００１年３月１日起执行。
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Circular of China Securities
Regulatory Commission on Relevant Matters for Disclosing
Company Prospectus through Net at the First Public Issue of
Shares
(January 20, 2001 No. 13 [2001] of Issue by CSRC)
All securities companies and companies under listing plans:
In order to guarantee the timely and effective disclosure of
the company prospectus before the first public issue of
shares, protect the lawful rights and interests of
investors, improve the efficiency of the securities market
and promote the healthy development of the securities
market, the relevant matters for disclosing prospectus
information through net are hereby circularized as follows:
I. The issuer and its main sales agent must, in accordance
with the relevant provisions, put the written text of the
prospectus in the issuer’s company domicile, in the main
selling agency’s company domicile and in the stock exchange
under listing plans, and shall, at the same time, disclose
the prospectus on a web site designated by itself in
accordance with the relevant provisions of the stock
exchange under listing plans for public reference.
II. Before the issuance of shares, the main sales agent
must, prior to 10:00 AM on the day when it publishes the
outline of the prospectus (the time must not be earlier than
the day it publishes the said outline), announce the text of
the prospectus as well as part of the appendices and the
necessary attachments (auditing report, legal opinion,
feasibility study report on the project under planned
investment, profit forecasting report if any, and the asset
valuation report of a company established for less than two
years if any) on the web site designated by the stock
exchange under listing plans.
III. The prospectus disclosed through net shall conform to
the version of that approved by China Securities Regulatory
Commission. In case of any error, China Securities
Regulatory Commission shall publicly criticize the relevant
person in charge and the entity to which he belongs. Where
the main sales agent has caused any loss to an investor due
to a mistake in its work, it shall bear all the liabilities
and adopt remedial measures in time.
IV. The main sales agent shall appoint a special person to
be responsible for disclosing prospectus of new shares
through net.
V. The specific implementing measures and work procedures
for disclosing prospectus through net must be executed in
accordance with the relevant provisions of Shanghai Stock
Exchange and Shenzhen Stock Exchange.
This Circular shall come into force as of March 1, 2001.
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